This is further to the Exchange Notice no. 20121101-16 dated November 1, 2012, 20130621-11 dated June 21, 2013 and 20130925-15 dated September 25, 2013 wherein all the members were advised to review and define the requirement of placement of orders. Further, Compliance officer of the member shall submit a certificate on the same, to the Exchange on a quarterly basis through BEFS only.
Further, members may please note that electronic submission of the Quarterly Compliance Certificate will be available in BEFS (BSE Electronic Filing System) from July 1, 2017 till July 15, 2017 for the quarter ended June, 2017.
Members need to follow below mentioned steps to submit Quarterly Compliance Certificate:
(2) Log on to BEFS using User ID and password provided earlier.
(3) Click on sub menu “Quarterly Compliance Certificate” for “Execution of Order” icon provided in the menu.
The members who are facing problem to open either BEFS application or any module of application, kindly refer Internet setting document attached herewith.
A User Manual for Quarterly Compliance Certificate Module is attached herewith.
Modification in the details submitted earlier will be allowed till the last day of submission for the quarter. The Records uploaded as on last day of submission will be considered as final submission to the Exchange.
Trading members using the BEFS system for the first time may contact Helpdesk, for guidance. Those members facing problem of incorrect password, can use the ‘Forgot Password’ option provided on the BEFS.
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NAME
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Telephone No.
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BSE HelpDesk (For Technical queries)
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6136 3100
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Ms. Priya Pillai
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2272 8598
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Ms. Jyoti Thukral
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2272 8214
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Ms. Hitasha Gurbani
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2272 8496
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For and on behalf of BSE Ltd
Hitasha Gurbani Priya Pillai
Asst. Gen. Manager Manager
Broker Supervision Broker Supervision |